Self-regulatory organizations

Results: 6954



#Item
301Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission / Financial economics / Securities regulation in the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BOXMarch 18, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on

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Source URL: www.sec.gov

Language: English - Date: 2015-03-18 13:03:41
302Securities Exchange Act / New York Stock Exchange / International Securities Exchange / Economy of the United States / United States / Financial regulation / Stock market / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 7, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:15:49
303Investment / Finance / Financial markets / 73rd United States Congress / United States securities law / Regulation NMS / Order / NASDAQ / Securities Exchange Act / Stock market / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXMarch 31, 2015 Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Proposed Rule Change to Amend and Restate Certain Rules that

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 17:40:32
304Investment / NYSE Arca / Exchange-traded fund / Short / Securities Exchange Act / Market maker / New York Stock Exchange / Options Clearing Corporation / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-13 15:21:43
305Finance / Investment / Securities Exchange Act / NYSE Arca / Market maker / Stock market / Self-regulatory organizations / London Stock Exchange / Financial markets / Financial economics / Direct Edge

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 20, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-20 16:57:31
306Financial system / Direct Edge / Consolidated Tape Association / Market data / BATS Global Markets / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Stock market / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAMarch 27, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 10:37:53
307Investment / Market maker / NASDAQ / Securities Exchange Act / Algorithmic trading / Short / Stock market / NYSE Arca / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 14, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:47
308Financial system / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial services / IShares Russell / U.S. Securities and Exchange Commission / New York Stock Exchange / Financial economics / Investment / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 9, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modif

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 08:31:14
309Investment / Finance / Mathematical finance / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Market maker / Algorithmic trading / NASDAQ / Financial markets / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:14:52
310Economy of the United States / 73rd United States Congress / Investment / NASDAQ / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 17, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-03-17 14:34:44
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